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Service 07 · Regulatory

Corporate Legal & Regulatory Advisory

Helping businesses meet regulatory obligations with confidence and practical legal guidance — an entity that stays in good standing and is always ready for what comes next.

Overview

Compliance handled, governance strengthened

Corporate compliance is unforgiving of neglect — and increasingly scrutinised. We manage the full lifecycle of secretarial and regulatory obligations, from routine ROC and MCA filings to board governance and statutory registers.

When it matters most, we draft and review the agreements and business contracts that protect your interests, advise on restructuring and reorganisation, and conduct the due diligence that de-risks a transaction. The result is an entity that stays in good standing, governs itself well, and is always prepared for investment, acquisition or the next stage of growth.

Who needs this service

  • Private and closely-held companies
  • Boards tightening governance
  • Businesses entering agreements
  • Groups restructuring or merging
  • Companies preparing for a transaction

Problems we solve

  • Lapsed filings and penalties at the MCA
  • Weak contracts that expose the business
  • Governance that fails due diligence
  • Disorganised registers and records
  • Restructuring without proper advice
In detail

What the engagement covers

This risk stays quiet until it is suddenly urgent — a lapsed filing surfacing in diligence, a weak contract in a dispute, governance that cannot survive an investor’s review. We keep it from ever reaching that point.

We manage annual ROC and MCA filings, statutory registers, minutes and resolutions; draft and review agreements and business contracts; and advise on corporate governance, business restructuring, due diligence and broader regulatory matters. The outcome is an entity that is always in good standing, protected by well-drafted agreements, and ready at a moment’s notice — with finance and compliance handled by a single, coordinated team.

ROCMCAAgreementsBusiness ContractsCorporate GovernanceSecretarial ComplianceDue DiligenceBusiness RestructuringRegulatory Advisory

Business benefits

  • Good standing with the MCA/ROC
  • Contracts that protect your position
  • Cleaner, transaction-ready governance
  • Reduced regulatory and legal risk
  • One team across finance and compliance

Key deliverables

  • Annual ROC/MCA filings
  • Minutes, resolutions and registers
  • Drafted and reviewed agreements
  • Restructuring and diligence support
  • Ongoing regulatory advisory
Our process

How we work with you

1

Discovery Call

A no-obligation conversation to understand where you are, what you need and whether we are the right fit.

2

Business Understanding

We study how your business works — model, systems and obligations — reviewing books and filings to surface risks and opportunities.

3

Planning

A clear, prioritised plan with defined scope, timelines, responsibilities and transparent fixed fees. Nothing is billed without your agreement.

4

Execution

Partner-reviewed delivery, on time and in plain language, with a single point of contact and real-time visibility into progress.

5

Continuous Support

We stay engaged — monitoring law, anticipating deadlines and scaling with you — so your finance function keeps getting stronger.

Industries served

Where this service fits

Private CompaniesStartupsManufacturingSoftware & ITReal EstateFinancial ServicesFamily BusinessesForeign SubsidiariesProfessional FirmsGroups & Holding Companies
FAQs

Corporate compliance questions

What annual ROC/MCA compliance does my company need? +
Companies and LLPs must file annual returns and financial statements, maintain statutory registers, hold and record board and general meetings, and complete director KYC, among other obligations. We manage the full calendar so nothing is missed.
Can you draft business agreements and contracts? +
Yes. We draft and review shareholder agreements, service and vendor contracts, NDAs, founder agreements and more — ensuring they protect your commercial and legal interests.
Our filings are overdue. Can you help? +
Yes. We help you regularise overdue filings, address penalties, and put a system in place so compliance stays current going forward.
Do you support business restructuring? +
Yes. We advise on and implement restructuring — such as changes in capital, share transfers, mergers and reorganisation — coordinating the tax, legal and regulatory aspects.
Can you handle due diligence for a transaction? +
Yes. We conduct legal, secretarial and financial due diligence so buyers, sellers and investors can proceed with a clear view of the risks.

Keep your entity in good standing

Let’s review your compliance position and put the right systems in place.